Cooperative Learning, Values, and Culturally Plural
Classrooms
David W. Johnson and Roger T. Johnson
Contents:
Cooperative Learning, Values, and Culturally Plural Classrooms
Diversity: Promise Or Problem?
Diversity: Promise Or Problem?
In the story, Beauty and the Beast, Beauty, to save
her father's life, agrees to live in an enchanted castle with
the Beast. While very fearful of the Beast, and horrified by
his appearance, she is able to look beyond his monstrous appearance
into his heart. Considering his kind and generous nature, her
perception of his appearance changed. She no longer was repelled
by the way he looked but instead was drawn to his loving nature.
The better she got to know him, the less monstrous he seemed.
Finally, finding him dying of a broken heart, she reveals her
love for him, which transforms the beast into a handsome prince.
They not only lived happily ever after, but all those who stumbled
into their domain in despair were changed, finding on their departure
that their hearts were now filled with goodness and beauty.
This is an often repeated story. We are often repelled by
those we do not know. Yet after they have become our friends,
we do not understand how once they seemed monstrous to us. Nowhere
is Beauty and the Beast more apparent than in schools. For it
is in schools that diversity among individuals is most often
faced and eventually valued. The diversity of students is increasing
in most schools every year. The increased ease in transportation
systems, the increased migration, and the dynamics of the world
economy is resulting in many nations facing increased diversity
in their society. Changes in the world economy, transportation,
and communication are resulting in increased levels of interdependence
among individuals, groups, organizations, communities, and societies.
Students can be from many cultures, ethnic groups, language groups,
and religions as well as from difference economic social classes
and ability levels.
Pluralism and diversity among individuals creates an opportunity,
but like all opportunities, there are potentially either positive
or negative outcomes. Diversity among students can result in
increased achievement and productivity, creative problem solving,
growth in cognitive and moral reasoning, increased perspective-taking
ability, improved relationships, and general sophistication in
interacting and working with peers from a variety of cultural
and ethnic backgrounds (Johnson & Johnson, 1989). Or, diversity
among students can lead to negative outcomes. Diversity can result
in lower achievement, closed-minded rejection of new information,
increased egocentrism, and negative relationships characterized
by hostility, rejection, divisiveness, scapegoating, bullying,
stereotyping, prejudice, and racism. Once diverse students are
brought together in the same school, whether the diversity results
in positive or negative outcomes depends largely on whether learning
situations are structured competitively, individualistically,
or cooperatively. Each type of interdependence teaches a set
of values and creates patterns of interaction that result in
diversity being valued or rejected.
This chapter focuses on the use of cooperative learning to
promote a culturally plural society within the school. The topics
discussed are (a) the nature of each type of interdependence
and the values implicit in each, (b) the types of cooperative
learning, (c) the basic elements essential for effective cooperation,
(d) the research supporting the use of cooperative learning and
verifying its positive influences on diversity, and (e) the implications
of the theorizing and research on cooperation for diversity.
Interdependence And Values
The value systems underlying competitive, individualistic,
and cooperative situations exist as a hidden curriculum beneath
the surface of school life. This hidden values curriculum permeates
the social and cognitive development of children, adolescents,
and young adults. Each type of interdependence has a set of values
inherently built into it and those values determine whether diversity
is viewed as positive or negative.
The Values Resulting From Competition
When a situation is structured competitively, individuals
work against each other to achieve a goal that only one or a
few can attain (Johnson & Johnson, 1989). Individuals' goal
achievements are negatively correlated; each individual perceives
that when one person achieves his or her goal, all others with
whom he or she is competitively linked fail to achieve their
goals. Thus, individuals seek an outcome that is personally beneficial
but detrimental to all others in the situation. Inherent in competition
is a set of values that is taught and retaught whenever a person
engages in competition. The values are:
1. Commitment to getting more than others. There is a built-in
concern that one is smarter, faster, stronger, more competent,
and more successful than others so that one will win and others
will lose.
2. Success depends on beating, defeating, and getting more
than other people. What is valued is triumphing over others and
being Number One. Winning has little to do with excellence and
may actually be opposed to excellence. Competition does not teach
the value of excellence. Competition teaches the value of winningódoing
better and getting more than other participants.
3. Opposing, obstructing, and sabotaging the success of others
is a natural way of life. Winning depends on a good offense (doing
better than others) and a good defense (not letting anyone do
better than you). There are two ways to winódoing better
and obstructing otherís efforts. A smart competitor will
always find ways to oppose, obstruct, and sabotage the work of
others in order to win.
4. The pleasure of winning is associated with others' disappointment
with losing. Winners feel great about winning and they automatically
feel great about other people losing. When someone loses, it
is a source of pleasure and happiness because it means that one
has a better chance of winning.
5. Other people are a threat to oneís success. Because
smart competitors will obstruct and sabotage the work of others,
competitors are to be distrusted and watched closely because
their efforts to win and their efforts to sabotage oneís
work are threats. Competition casts schoolmates as rivals and
threats to one's success.
6. Other peopleís worth is contingent on their "wins."
When a person wins, he or she has value. When a person loses,
he or she has no value. The worth of a person is never fixed.
It all depends on the latest victory. When a person stops winning
he or she no longer has value as an individual. Competition places
value on a limited number of qualities that facilitate winning.
Thus, since only a very few people can win, most people have
no value. In school, for example, if a person did not score in
the top five or ten percent in math or reading on the last test,
they have no or limited value academically. The other 95 to 90
percent of students are losers and have no value.
7. Self-worth is conditional and contingent on oneís
"wins." Competition teaches that self-worth is contingent
on victories. When a person stops winning he or she stops having
value as a person. Far from helping students to believe in themselves,
competition creates perpetual insecurity.
8. Competitors value extrinsic motivation based on striving
to win rather than striving to learn. Winning is the goal, not
the learning or the practice or the development. The inducement
of trying to beat people, like other extrinsic motivators, has
been shown to reduce studentsí interest in the task itself.
9. People who are different from one are to be either feared
or held in contempt. Other people are perceived to be potential
obstacles to oneís success. If they are different in a
way that gives them an advantage, the difference is feared. If
they are different in a way that gives one an advantage over
them, they are to be discounted. High performing students are
often feared because they can win and low performing students
are often held in contempt as losers who are no competition.
The Values Resulting From Individualistic Efforts
When a situation is structured individualistically,
there is no correlation among participants' goal attainments
(Johnson & Johnson, 1989). Each individual perceives that
he or she can reach his or her goal regardless of whether other
individuals attain or do not attain their goals. Thus, individuals
seek an outcome that is personally beneficial without concern
for the outcomes of others. The values that individualistic experiences
teach are:
1. Commitment to oneís own self-interest. One's own
success is viewed as important. Othersí success is considered
to be irrelevant. There is a solitary calculation of personal
self-interest. There is a built-in self-centeredness while ignoring
the plight of others.
2. Success depends on oneís own efforts. What is valued
is reaching some standard for success. Individualistic work teaches
the value of independent efforts to succeed.
3. Other peopleís success or failure is irrelevant
and of no consequence.
4. The pleasure of succeeding is personal and isolated.
5. Other people are irrelevant to oneís success. Because
their success or failure has no impact on oneself, others are
avoided and seen as unrelated to one's success.
6. Other peopleís worth is nonexistent because they
are seen as irrelevant and no value to oneís efforts to
succeed. When others are evaluated, there is a unidimensional
focus on the quality that most affects the success on a task
(such as reading or math ability).
7. Self-worth is based on a unidimensional view of oneself.
Only the characteristics that help the person succeed are valued.
In school, that is primarily reading and math ability.
8. Individualistic experiences result in valuing extrinsic
motivation based on achieving criteria and receiving rewards
rather than striving to learn. Achieving up to a criterion is
the goal, not the learning, practice, or development. The rewards
received for success is the underlying motivator of learning.
9. People who are perceived to be different are disliked while
people who are perceived to be similar are liked. Other people
are perceived to be unnecessary and not relevant to oneís
success.
The Values Resulting From Cooperation
Cooperation is working together to accomplish shared
goals (Johnson & Johnson, 1989). Within cooperative activities
individuals seek outcomes that are beneficial to themselves and
beneficial to all other group members. Cooperative learning
is the instructional use of small groups so that students work
together to maximize their own and each other's learning (Johnson,
Johnson, & Holubec, 1993). Within cooperative learning groups
students are given two responsibilities: To learn the assigned
material and make sure that all other members of their group
do likewise. In cooperative learning situations, students perceive
that they can reach their learning goals only if the other students
in the learning group also do so. The values inherent in cooperative
efforts are:
1. Commitment to the common good. In cooperative situations,
individualsí work contributes not only to their own well-being,
but also to the well being of all other collaborators. There
is a built-in concern for the common good and the success of
others, as the efforts of others also contribute to oneís
own well-being.
2. Success depends on the joint efforts of everyone to achieve
mutual goals. Since cooperators "sink or swim together,"
an "all for one and one for all" mentality is
appropriate. What is valued is teamwork and civic responsibility.
Succeeding depends on everyone doing his or her part. Cooperation
teaches the value of working together to achieve mutual goals.
3. Facilitating, promoting, and encouraging the success of
others is a natural way of life. Succeeding depends on everyone
doing well. There are two ways to succeedócontributing
all one can to the joint effort and promoting other cooperatorsí
efforts to contribute. A smart cooperator will always find ways
to promote, facilitate, and encourage the efforts of others.
4. The pleasure of succeeding is associated with others' happiness
in their success. Cooperators feel great about succeeding and
they automatically feel great about other people succeeding.
When someone succeeds, it is a source of pleasure and happiness
because it means that oneís help and assistance has paid
off.
5. Other people are potential contributors to oneís
success. Because smart cooperators will promote and facilitate
the work of others, cooperators are to be trusted because their
efforts to succeed will promote oneís own success. Cooperation
casts schoolmates as allies, colleagues, and friends who will
contribute to one's success.
6. Other peopleís worth is unconditional. Because there
are so many diverse ways that a person may contribute to a joint
effort, everyone has value all the time. This inherent value
is reaffirmed by working for the success of all. Cooperation
places value on a wide range of diverse qualities that facilitate
joint success. Thus, everyone has value.
7. Self-worth is unconditional. Cooperation teaches that self-worth
results from contributing whatever resources one has to the joint
effort and common good. A person never loses value. Cooperative
experiences result in individuals believing in themselves and
their worth.
8. Cooperators value intrinsic motivation based on striving
to learn, grow, develop, and succeed. Learning is the goal, not
winning. The inducement of trying to contribute to the common
good, like other intrinsic motivators, increases studentsí
interest in the task itself.
9. People who are different from oneself are to be valued.
Other people are perceived to be potential resources for and
contributors to oneís success. If they are different that
means more diverse resources are available for the joint effort
and, therefore, the difference is valued. The diverse contributions
of members results in the realization that, in the long run,
everyone is of equal value and equally deserving, regardless
of their gender, ethnic membership, culture, social class, or
ability.
Summary
There are three types of social interdependence: Positive
(cooperation), negative (competition), and none (individualistic
efforts). Each type of interdependence teaches an inherent set
of values. These values influence whether diversity results in
positive or negative outcomes. This does not mean, however, that
competitive and individualistic efforts should be banned in schools.
Students should learn how to compete appropriately for fun and
enjoyment, work individualistically on their own, and work cooperatively
as part of teams. Cooperative learning, however, should be used
the majority of the school day, as it is cooperative experiences
that promote the most desirable values for the future well-being
of students and the future well-being of society.
Nature Of Cooperative Learning
"Two are better than one, because they have a good
reward for toil. For if they fall, one will lift up his fellow;
but woe to him who is alone when he falls and has not another
to lift him up...And though a man might prevail against one who
is alone, two will withstand him. A threefold cord is not quickly
broken." Ecclesiastics 4:9-12
History Of Cooperative Learning
Cooperative learning is an old idea. The Talmud
clearly states that in order to learn you must have a learning
partner. In the first century, Quintillion argued that
students could benefit from teaching one another. The Roman philosopher,
Seneca advocated cooperative learning through such statements
as, "Qui Docet Discet" (when you teach, you learn twice).
Johann Amos Comenius (1592-1679) believed that students
would benefit both by teaching and being taught by other students.
In the late 1700s Joseph Lancaster and Andrew Bell
made extensive use of cooperative learning groups in England,
and the idea was brought to America when a Lancastrian school
was opened in New York City in 1806. Within the Common School
Movement in the United States in the early 1800s there was
a strong emphasis on cooperative learning. In the last three
decades of the 19th Century, Colonel Francis Parker brought
to his advocacy of cooperative learning enthusiasm, idealism,
practicality, and an intense devotion to freedom, democracy,
and individuality in the public schools. His fame and success
rested on his power to create a classroom atmosphere that was
truly cooperative and democratic. Parker's advocacy of cooperation
among students dominated American education through the turn
of the century. Following Parker, John Dewey promoted
the use of cooperative learning groups as part of his famous
project method in instruction. In the late 1930's, however, interpersonal
competition began to be emphasized in schools and in the late
1960s, individualistic learning began to be used extensively.
In the 1980s, schools once again began to use cooperative learning.
Types Of Cooperative Learning
Cooperative learning is the instructional use of small
groups so that students work together to maximize their own and
each other's learning (Johnson, Johnson, & Holubec, 1993).
Within cooperative learning groups students discuss the material
to be learned with each other, help and assist each other to
understand it, and encourage each other to work hard. Cooperative
learning groups may be used to teach specific content (formal
cooperative learning groups), to ensure active cognitive
processing of information during a lecture or demonstration (informal
cooperative learning groups), and to provide long-term support
and assistance for academic progress (cooperative base groups)
(Johnson, Johnson, & Holubec, 1993). Any assignment in any
curriculum for any age student can be done cooperatively.
Formal cooperative learning is students working together,
for one class period to several weeks, to achieve shared learning
goals and complete jointly specific tasks and assignments (such
as decision making or problem solving, completing a curriculum
unit, writing a report, conducting a survey or experiment, or
reading a chapter or reference book, learning vocabulary, or
answering questions at the end of the chapter) (Johnson, Johnson,
& Holubec, 1993). Any course requirement or assignment may
be reformulated to be cooperative. In formal cooperative learning
groups teachers:
1. Specify the objectives for the lesson. In every
lesson there should be an academic objective specifying the concepts
and strategies to be learned and a social skills objective specifying
the interpersonal or small group skill to be used and mastered
during the lesson.
2. Make a number of preinstructional decisions. A teacher
has to decide on the size of groups, the method of assigning
students to groups, the roles students will be assigned, the
materials needed to conduct the lesson, and the way the room
will be arranged.
3. Explain the task and the positive interdependence.
A teacher clearly defines the assignment, teaches the required
concepts and strategies, specifies the positive interdependence
and individual accountability, gives the criteria for success,
and explains the expected social skills to be engaged in.
4. Monitor students' learning and intervene within the
groups to provide task assistance or to increase students' interpersonal
and group skills. A teacher systematically observes and collects
data on each group as it works. When it is needed, the teacher
intervenes to assist students in completing the task accurately
and in working together effectively.
5. Assess students' learning and helping students process
how well their groups functioned. Students' learning is carefully
assessed and their performances are evaluated. Members of the
learning groups then process how effectively they have been working
together.
Informal cooperative learning consists of having students
work together to achieve a joint learning goal in temporary,
ad-hoc groups that last from a few minutes to one class period
(Johnson, Johnson, & Holubec, 1992; Johnson, Johnson, &
Smith, 1991). During a lecture, demonstration, or film, informal
cooperative learning can be used to (a) focus student attention
on the material to be learned, (b) set a mood conducive to learning,
(c) help set expectations as to what will be covered in a class
session, (d) ensure that students cognitively process the material
being taught, and (e) provide closure to an instructional session.
During direct teaching the instructional challenge for the teacher
is to ensure that students do the intellectual work of organizing
material, explaining it, summarizing it, and integrating it into
existing conceptual structures. Informal cooperative learning
groups are often organized so that students engaged in three-to-five
minute focused discussions before and after a lecture and two-to-three
minute turn-to-your-partner discussions interspersed throughout
a lecture.
Cooperative base groups are long-term, heterogeneous
cooperative learning groups with stable membership (Johnson,
Johnson, & Holubec, 1992; Johnson, Johnson, & Smith,
1991). The purposes of the base group are to give the support,
help, encouragement, and assistance each member needs to make
academic progress (attend class, complete all assignments, learn)
and develop cognitively and socially in healthy ways. Base
groups meet daily in elementary school and twice a week in secondary
school (or whenever the class meets). They are permanent (lasting
from one to several years) and provide the long-term caring peer
relationships necessary to influence members consistently to
work hard in school. They formally meet to discuss the academic
progress of each member, provide help and assistance to each
other, and verify that each member is completing assignments
and progressing satisfactorily through the academic program.
Base groups may also be responsible for letting absent group
members know what went on in class when they miss a session.
Informally, members interact every day within and between classes,
discussing assignments, and helping each other with homework.
The use of base groups tends to improve attendance, personalize
the work required and the school experience, and improve the
quality and quantity of learning. The larger the class or school
and the more complex and difficult the subject matter, the more
important it is to have base groups. Base groups are also helpful
in structuring homerooms and when a teacher meets with a number
of advises.
The Cooperative School
In addition to structuring classroom work cooperatively, school
administrators may structure teachers into cooperative teams.
There are three types of cooperative teams within a school (Johnson
& Johnson, 1994). Colleagial teaching teams are formed
to increase teachers' instructional expertise and success. They
consist of two to five teachers who meet weekly and discuss how
better to implement cooperative learning within their classrooms.
Teachers are assigned to task forces to plan and implement
solutions to school-wide issues and problems such as curriculum
adoptions and lunchroom behavior. Ad hoc decision-making groups
are used during faculty meetings to involve all staff members
in important school decisions. The use of cooperative teams at
the building level ensures that there is a congruent cooperative
team-based organizational structure within both classrooms and
the school. Finally, the superintendent uses the same types of
cooperative teams to maximize the productivity of district administrators.
Basic Elements Of Cooperation
Many teachers believe that they are implementing cooperative
learning when in fact they are missing its essence. Putting students
into groups to learn is not the same thing as structuring cooperation
among students. Cooperation is not:
1. Having students sit side by side at the same table and
talk with each other as they do their individual assignments.
2. Having students do a task individually with instructions
that the ones who finish first are to help the slower students.
3. Assigning a report to a group where one student does all
the work and others put their name on it.
Cooperation is much more than being physically near other
students, discussing material with other students, helping other
students, or sharing materials with other students, although
each of these is important in cooperative learning.
In order for a lesson to be cooperative, five basic elements
are essential and need to be included (Johnson & Johnson,
1989; Johnson, Johnson, & Holubec, 1993). The five essential
elements are as follows.
1. Positive Interdependence: Positive interdependence
is the perception that you are linked with others in a way so
that you cannot succeed unless they do (and vice versa), that
is, their work benefits you and your work benefits them. It promotes
a situation in which students work together in small groups to
maximize the learning of all members, sharing their resources,
providing mutual support, and celebrating their joint success.
Positive interdependence is the heart of cooperative learning.
Students must believe that they sink or swim together. Within
every cooperative lesson positive goal interdependence must be
established through mutual learning goals (learn the assigned
material and make sure that all members of your group learn the
assigned material). In order to strengthen positive interdependence,
joint rewards (if all members of your group score 90 percent
correct or better on the test, each will receive 5 bonus points),
divided resources (giving each group member a part of
the total information required to complete an assignment), and
complementary roles (reader, checker, encourager, elaborator)
may also be used. For a learning situation to be cooperative,
students must perceive that they are positively interdependent
with other members of their learning group. It is positive interdependence
that creates the overall superordinate goals that unite diverse
students into a common effort. It is also positive interdependence
that results in a joint superordinate identity. Students need
to develop a unique identity as an individual, a social identity
based among other things on their ethnic, historical, and cultural
background, and a superordinate identity that unites them with
all the other members of their society. At the same time they
need to understand the social identity of classmates and respect
them as collaborators and friends. It is positive interdependence,
furthermore, that underlies a common culture that defines the
values and nature of the society in which the students live.
2. Individual Accountability: Individual accountability
exists when the performance of each individual student is assessed
and the results are given back to the group and the individual.
It is important that the group knows who needs more assistance,
support, and encouragement in completing the assignment. It is
also important that group members know that they cannot "hitch-hike"
on the work of others. The purpose of cooperative learning groups
is to make each member a stronger individual in his or her right.
Students learn together so that they can subsequently perform
higher as individuals. To ensure that each member is strengthened,
students are held individually accountable to do their share
of the work. Common ways to structure individual accountability
include (a) giving an individual test to each student, (b) randomly
selecting one student's product to represent the entire group,
or (c) having each student explain what they have learned to
a classmate.
3. Face-To-Face Promotive Interaction: Once teachers
establish positive interdependence, they need to maximize the
opportunity for students to promote each other's success by helping,
assisting, supporting, encouraging, and praising each other's
efforts to learn. There are cognitive activities and interpersonal
dynamics that only occur when students get involved in promoting
each other's learning. This includes orally explaining how to
solve problems, discussing the nature of the concepts being learned,
teaching one's knowledge to classmates, and connecting present
with past learning. Accountability to peers, ability to influence
each other's reasoning and conclusions, social modeling, social
support, and interpersonal rewards all increase as the face-to-face
interaction among group members increase. In addition, the verbal
and nonverbal responses of other group members provide important
information concerning a student's performance. Silent students
are uninvolved students who are not contributing to the learning
of others as well as themselves. Promoting each other's success
results in both higher achievement and in getting to know each
other on a personal as well as a professional level. To obtain
meaningful face-to-face interaction the size of groups needs
to be small (2 to 4 members). Finally, while positive interdependence
creates the conditions for working together, it is the actual
face-to-face interaction in which students work together and
promote each otherís success that the personal relationships
are formed that are essential for developing pluralistic values.
4. Social Skills: Contributing to the success of a
cooperative effort requires interpersonal and small group skills.
Placing socially unskilled individuals in a group and telling
them to cooperate does not guarantee that they will be able to
do so effectively. Persons must be taught the social skills for
high quality cooperation and be motivated to use them. Leadership,
decision-making, trust-building, communication, and conflict-management
skills have to be taught just as purposefully and precisely as
academic skills. Procedures and strategies for teaching students
social skills may be found in Johnson (1991, 1997) and Johnson
and F. Johnson (1997). Finally, social skills are required for
interacting effectively with peers from other cultures and ethnic
groups.
5. Group Processing: Group processing exists when group
members discuss how well they are achieving their goals and maintaining
effective working relationships. Groups need to describe what
member actions are helpful and unhelpful and make decisions about
what behaviors to continue or change. Students must also be given
the time and procedures for analyzing how well their learning
groups are functioning and the extent to which students are employing
their social skills to help all group members to achieve and
to maintain effective working relationships within the group.
Such processing (a) enables learning groups to focus on group
maintenance, (b) facilitates the learning of social skills, (c)
ensures that members receive feedback on their participation,
and (d) reminds students to practice collaborative skills consistently.
Some of the keys to successful processing are allowing sufficient
time for it to take place, making it specific rather than vague,
maintaining student involvement in processing, reminding students
to use their social skills while they process, and ensuring that
clear expectations as to the purpose of processing have been
communicated. Finally, when difficulties in relating to each
other arise, students must engage in group processing and identity,
define, and solve the problems they are having working together
effectively.
In order to effectively use cooperative learning teachers
must understand the nature of cooperation and the essential components
of a well-structured cooperative lesson. Understanding what positive
interdependence, promotive interaction, individual accountability,
social skills and group processing are, and developing skills
in structuring them, allow teachers to (a) adapt cooperative
learning to their unique circumstances, needs, and students and
(b) fine-tune their use of cooperative learning to solve problems
students are having in working together.
What Do We Know About Cooperative Efforts?
Everyone has to work together; if we can't get everybody
working toward common goals, nothing is going to happen.
Harold K. Sperlich, President, Chrysler Corporation
Learning together to complete assignments can have profound
effects on students. A great deal of research has been conducted
comparing the relative effects of cooperative, competitive, and
individualistic efforts on instructional outcomes. These research
studies began in the late 1800s but the field did not gain momentum
until the 1940s when Morton Deutsch, building on the theorizing
of Kurt Lewin, proposed a theory of cooperation and competition.
His theory has served as the primary foundation on which subsequent
research and discussion of cooperative learning has been based.
During the past 90 years over 550 experimental and 100 correlational
studies have been conducted by a wide variety of researchers
in different decades with different age subjects, in different
subject areas, and in different settings (see Johnson & Johnson,
1989 for a complete listing and review of these studies).
Building on the theorizing of Kurt Lewin and Morton Deutsch,
the premise may be made that the type of interdependence structured
among students determines how they interact with each other which,
in turn largely determines instructional outcomes. Structuring
situations cooperatively results in students interacting in ways
that promote each other's success, structuring situations competitively
results in students interacting in ways that oppose each other's
success, and structuring situations individualistically results
in no interaction among students. Students can help, assist,
support, and encourage each other's efforts to learn. Students
can obstruct and block each other's efforts to learn. Or students
can ignore each other and work alone. These interaction patterns
affect numerous variables, which may be subsumed within the three
broad and interrelated outcomes of effort exerted to achieve,
quality of relationships among participants, and participants'
psychological adjustment and social competence (see Figure 1)
(Johnson & Johnson, 1989).
Table 1 Social Interdependence Theory
Process Cooperative Competitive Individualistic
| Interdependence |
Positive |
Negative |
None |
| Interaction Pattern |
Promotive |
Oppositional |
None |
| Outcome 1 |
High Effort To Achieve |
Low Effort To Achieve |
Low Effort To Achieve |
| Outcome 2 |
Positive Relationships |
Negative Relationships |
No Relationships |
| Outcome 3 |
Psychological Health |
Psychological Illness |
Psychological Pathology |
Achievement
Over 375 studies have been conducted over the past 90 years
to give an answer to the question of how successful competitive,
individualistic, and cooperative efforts are in promoting productivity
and achievement (see Table 1) (Johnson & Johnson, 1989).
Working together to achieve a common goal produces higher
achievement and greater productivity than does working alone.
This is so well confirmed by so much research that it stands
as one of the strongest principles of social and organizational
psychology. Cooperative learning, furthermore, resulted in more
higher-level reasoning, more frequent generation of new ideas
and solutions (i.e., process gain), and greater transfer
of what is learned within one situation to another (i.e., group
to individual transfer) than did competitive or individualistic
learning. The more conceptual the task, the more problem solving
required, the more desirable higher-level reasoning and critical
thinking, the more creativity required, and the greater the application
required of what is being learned to the real world, the greater
the superiority of cooperative over competitive and individualistic
efforts.
Some cooperative learning procedures contained a mixture of
cooperative, competitive, and individualistic efforts while others
were "pure." The original jigsaw procedure (Aronson,
1978), for example, is a combination of resource interdependence
(cooperative) and individual reward structure (individualistic).
Teams-Games-Tournaments (DeVries & Edwards, 1974) and Student-Teams-Achievement-Divisions
(Slavin, 1986) are mixtures of cooperation and intergroup competition.
Team-Assisted-Instruction (Slavin, 1986) is a mixture of individualistic
and cooperative learning. When the results of "pure"
and "mixed" operationalizations of cooperative learning
were compared, the "pure" operationalizations produced
higher achievement.
Differences among individuals in personality, sex, attitudes,
background, social class, reasoning strategies, cognitive perspectives,
information, ability levels, and skills have been found to promote
achievement and productivity (see Johnson & Johnson, 1989).
Interpersonal Relationships
"A faithful friend is a strong defense, and he that
hath found him, hath found a treasure."
Ecclesiastics 6:14
Individuals care more about each other and are more committed
to each other's success and well-being when they work together
to get the job done than when they compete to see who is best
or work independently from each other. This is true when
individuals are homogeneous and it is also true when individuals
differ in intellectual ability, handicapping conditions, ethnic
membership, social class, and gender. When individuals are heterogeneous,
cooperating on a task results in more realistic and positive
views of each other. As relationships become more positive, there
are corresponding increases in productivity, feelings of personal
commitment and responsibility to do the assigned work, willingness
to take on and persist in completing difficult tasks, morale,
and commitment to peer's success and growth. Absenteeism and
turnover of membership decreases.
There are 180 studies that have been conducted since 1940s
on the relative impact of cooperative, competitive, and individualistic
experiences on interpersonal attraction (Johnson & Johnson,
1989). The data indicate that cooperative experiences promote
greater interpersonal attraction than do competitive or individualistic
ones (effect sizes = 0.66 and 0.62 respectively). The higher
the quality of the study and the more pure the operationalization
of cooperation, the stronger the impact of cooperation on interpersonal
attraction. The positive relationships formed transfer to voluntary
choice situations. Even when individuals initially dislike each
other, cooperative experiences have been found to promote liking.
Much of the research on interpersonal relationships has been
conducted on relationships between white and minority students
and between nonhandicapped and handicapped students (Johnson
& Johnson, 1989). There have been over 40 experimental studies
comparing some combination of cooperative, competitive, and individualistic
experiences on cross-ethnic relationships and over 40 similar
studies on mainstreaming of handicapped students (Johnson &
Johnson, 1989a). Their results are consistent. Working cooperatively
creates far more positive relationships among diverse and heterogeneous
students than does learning competitively or individualistically.
Once the relationship is established, the next question becomes
"why?" The social judgments individuals make about
each other increase or decrease the liking they feel towards
each other. Such social judgments are the result of either a
process of acceptance or a process of rejection (Johnson &
Johnson, 1989). The process of acceptance is based on
the individuals promoting mutual goal accomplishment as a result
of their perceived positive interdependence. The promotive interaction
tends to result in frequent, accurate, and open communication;
accurate understanding of each other's perspective; inducibility;
differentiated, dynamic, and realistic views of each other; high
self-esteem; success and productivity; and expectations for positive
and productive future interaction. The process of rejection
results from oppositional or no interaction based on perceptions
of negative or no interdependence. Both lead to no or inaccurate
communication; egocentrism; resistance to influence; monopolistic,
stereotyped, and static views of others; low self-esteem; failure;
and expectations of distasteful and unpleasant interaction with
others. The processes of acceptance and rejection are self-perpetuating.
Any part of the process tends to elicit all the other parts of
the process.
Table 3
Processes Of Acceptance And Rejection
|
Process Of Acceptance |
Process Of Rejection |
| Positive Interdependence |
Negative Interdependence |
| Promotive Interaction |
Oppositional Or No Interaction |
| Frequent & Open Communication |
No Or Inaccurate Communication |
| Understanding Of Other Perspectives |
Egocentricism |
| Inducibility |
Resistance To Influence |
| Differentiated Views Of Each Other |
Monopolistic Views Of Each Other |
| High Self-Esteem |
Low Self-Esteem |
| Successful Achievement, Productivity |
Failure, Lack Of Productivity |
| Expectations Of Positive & Productive Future
Interaction With Others |
Expectations Of Negative & Unproductive
Future Interaction With Others |
Psychological Health And Social Competence
Working cooperatively with peers, and valuing cooperation,
results in greater psychological health and higher self-esteem
than does competing with peers or working independently.
Personal ego-strength, self-confidence, independence, and autonomy
are all promoted by being involved in cooperative efforts with
caring people, who are committed to each other's success and
well-being, and who respect each other as separate and unique
individuals. When individuals work together to complete assignments,
they interact (mastering social skills and competencies), they
promote each other's success (gaining self-worth), and they form
personal as well as professional relationships (creating the
basis for healthy social development). Individuals' psychological
adjustment and health tend to increase when schools are dominated
by cooperative efforts. The more individuals work cooperatively
with others, the more they see themselves as worthwhile and as
having value, the greater their productivity, the greater their
acceptance and support of others, and the more autonomous and
independent they tend to be. A positive self-identity is developed
basically within supportive, caring, cooperative relationships
while a negative self-identity is developed within competitive,
rejecting, or uncaring relationships. Children who are isolated
usually develop the most self-rejecting identities. Cooperative
experiences are not a luxury. They are an absolute necessity
for the healthy social and psychological development of individuals
who can function independently.
Reciprocal Relationships Among Outcomes
There are bidirectional relationships among efforts to achieve,
quality of relationships, and psychological health (Johnson &
Johnson, 1989). Each influences the others. First, caring
and committed friendships come from a sense of mutual accomplishment,
mutual pride in joint work, and the bonding that results from
joint efforts. The more students care about each other, on the
other hand, the harder they will work to achieve mutual learning
goals. Second, joint efforts to achieve mutual goals promote
higher self-esteem, self-efficacy, personal control, and confidence
in their competencies. The healthier psychologically individuals
are, on the other hand, the better able they are to work with
others to achieve mutual goals. Third, psychological health
is built on the internalization of the caring and respect received
from loved-ones. Friendships are developmental advantages that
promote self-esteem, self-efficacy, and general psychological
adjustment. The healthier people are psychologically (i.e., free
of psychological pathology such as depression, paranoia, anxiety,
fear of failure, repressed anger, hopelessness, and meaninglessness),
on the other hand, the more caring and committed their relationships.
Since each outcome can induce the others, they are likely to
be found together. They are a package with each outcome a door
into all three. And together they induce positive interdependence
and promotive interaction.
Making Diversity Among Students A Strength
The current research indicates that cooperative learning promotes
greater efforts to achieve, more positive relationships, and
greater psychological health than do competitive and individualistic
learning. These outcomes indicate that when cooperative learning
is used the majority of the school day, diversity among students
can be a potential source of creativity and productivity. Following
four guidelines will help students capitalize on their diversity
(Johnson & F. Johnson, 1997).
1. Students must work together cooperatively with a high
level of positive interdependence and the other five basic elements
carefully structured. Students must believe that they "sink
or swim together" in striving to achieve important mutual
goals. The discords of diversity are not automatically transformed
into a symphony when people are brought face-to-face. Prejudice,
stereotyping, and discrimination often increase with proximity.
What largely determines whether interaction results in positive
or negative relationships is the context within which the interaction
takes place. Rather than requiring group members to compete to
see who is best or work individualistically on their own, group
members must work together to achieve mutual goals. When people
cooperate, they tend to like each other more, trust each other
more, are more candid with each other, and are more willing to
listen to and be influenced by each other (Johnson & Johnson,
1989). When people compete or work individualistically, then
liking, trust, influence, and candor tend to decrease. There
is considerable evidence that cooperative experiences, compared
with competitive and individualistic ones, promote more positive,
committed, and caring relationships regardless of differences
in ethnic, cultural, language, social class, gender, ability,
or other differences (Johnson & Johnson, 1989). The impact
of positive interdependence will be enhanced when members have
equal status and social norms and authorities promote positive
relationships and friendship formation (Watson, 1947; Williams,
1947; Allport, 1954).
2. Students must have a superordinate identity that (a)
unites the diverse personal identities of students and (b) is
based on a pluralistic set of values. Recognizing diversity
and valuing and respecting differences is done in four steps.
First, students need to develop an appreciation for their own
gender, religious, ethnic, or cultural background. A personal
identity is a consistent set of attitudes that defines "who
you are" (see Johnson [1997] for a full discussion on developing
a personal identity). A personal identity consists of multiple
sub-identities that are organized into a coherent, stable, and
integrated whole. The sub-identities include a gender identity
(fundamental sense of maleness or femaleness), an ethnic identity
(sense of belonging to one particular ethnic group), a religious
identity (sense of belonging to one particular religious
group), and so forth. Second, students need to develop an appreciation
for the gender, religious, ethnic, and cultural backgrounds of
other members. Students can develop an identity that does not
lead to the rejection of other members who are different. Third,
students need to develop a strong superordinate identity that
transcends their differences. Being the member of a learning
group or society needs to be creedal rather than racial or ancestral.
In essence, learning groups have their own culture that supersedes
the individual cultures of members. Fourth, students need to
learn a pluralistic set of values concerning democracy, freedom,
liberty, equality, justice, the rights of individuals, and the
responsibilities of citizenship. All members have equal value.
Most learning groups, schools, and societies will become a multicultural
unit knitted together by a common set of values.
3. Gain sophistication about the differences among students
through personal relationships that allow for candid discussions.
Only through knowing, working with, and personally interacting
with members of diverse groups can individuals really learn to
value diversity, utilize diversity for creative problem solving,
and work effectively with diverse peers. Candid conversations
with a friend about inadvertent misunderstandings can often teach
more than numerous books. To gain the sophistication and skills
you need to relate to, work with, and become friends with diverse
peers, you need actual interaction, trust, and candor.
4. Clarify miscommunications among students from different
cultures, ethnic and historical backgrounds, social classes,
genders, age-cohorts, and so forth. If students from different
gender, social class, ethnic, and cultural backgrounds are to
communicate effectively, they must continually increase their
language sensitivity by knowing the words and expressions that
are appropriate and inappropriate in communicating with diverse
groupmates and being aware of the key elements of communication
style and how diverse cultures use these elements to communicate.
Without awareness of nuances in language and differences in style,
the potential for garbled communication is enormous when interacting
with diverse peers.
Mean Effect Sizes For Impact Of Social Interdependence
On Dependent Variables
| Conditions |
Achievement |
Interpersonal Attraction |
Social Support |
Self-Esteem |
| Total Studies |
|
|
|
|
| Coop vs. Comp |
0.67 |
0.67 |
0.62 |
0.58 |
| Coop vs. Ind |
0.64 |
0.60 |
0.70 |
0.44 |
| Comp vs. Ind |
0.30 |
0.08 |
-0.13 |
-0.23 |
| High Quality Studies |
|
|
|
|
| Coop vs. Comp |
0.88 |
0.82 |
0.83 |
0.67 |
| Coop vs. Ind |
0.61 |
0.62 |
0.72 |
0.45 |
| Comp vs. Ind |
0.07 |
0.27 |
-0.13 |
-0.25 |
| Mixed Operationalizations |
|
|
|
|
| Coop vs. Comp |
0.40 |
0.46 |
0.45 |
0.33 |
| Coop vs. Ind |
0.42 |
0.36 |
0.02 |
0.22 |
| Pure Operationalizations |
|
|
|
|
| Coop vs. Comp |
0.71 |
0.79 |
0.73 |
0.74 |
| Coop vs. Ind |
0.65 |
0.66 |
0.77 |
0.51 |
Note: Coop = Cooperation, Comp = Competition, Ind =
Individualistic
Taken from Johnson, D. W., & Johnson, R. (1989). Cooperation
and competition: Theory and research. Edina, MN: Interaction
Book Company.
The summary
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